Disclosure Statement
From One-On-One Research
One-On-One Research Web Site Disclosures
I. IMPORTANT CONSUMER DISCLOSURE
One-On-One Research Corporation (“One-On-One”) is a New Jersey corporation with offices located in Old Bridge, New Jersey. One-On-One makes available online certain information and provides certain other services (collectively, the “Service”), including, without limitation, “institutional quality” research reports (“Research Reports”) related to the financial markets, as further described (and exclusively available) on One-On-One’s internet web site located at www.1on1Research.com (the “Site”), available solely to registered and/or authorized subscribers of the Site.
One-On-One is not registered as an investment adviser with any federal or state regulatory agency. Rather, One-On-One relies upon the “publisher’s exclusion” from the definition of “investment adviser” as provided under Section 202(a)(11) of the Investment Advisers Act of 1940 and corresponding state securities laws. The Site (and the Service provided therein) is a bona fide publication of general and regular circulation offering impersonalized investment-related advice to subscribers and/or prospective subscribers (e.g., not tailored to the specific investment portfolio or needs of current and/or prospective subscribers).
The Site is limited to the dissemination of impersonal and objective investment-related information, as further described in the Site. The publication of the Site on the Internet and the publication of any Research Report should not be construed by any subscriber and/or prospective subscriber as One-On-One's (i) solicitation to effect, or attempt to effect transactions in securities over the Internet, or (ii) provision of any investment related advice or services tailored to any particular individual’s financial situation or investment objective(s).
One-On-One does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the Site or incorporated therein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Subscribers to the Service do not receive investment advisory, investment supervisory or investment management services, nor the initial or ongoing review or monitoring of the subscriber’s individual investment portfolio or individual particular needs. Therefore, no Service subscriber should assume that his/her/its participation in the Service serves as a substitute for individual personalized advice from an investment professional of the subscriber’s choosing. Rather, the Service is designed solely to provide subscribers with a method to evaluate and obtain information (by purchasing Research Reports) on market analysis, current events, trade methodology, and other related information.
The Service subscriber maintains absolute discretion as to whether or not to follow any portion of any Research Report or any corresponding opinion contained therein. One-On-One does not offer or provide investment implementation services, nor does it offer or provide initial or ongoing individual personalized advice (neither in person nor via the Internet nor through its Research Reports). It remains the subscriber’s exclusive responsibility to review and evaluate the content of the Research Reports and to determine whether to accept or reject any conclusion or opinion expressed therein, and to correspondingly determine whether any such conclusion or opinion is appropriate for a subscriber’s investment portfolio or strategy (of which One-On-One has no knowledge or opinion). One-On-One expresses no opinion as to whether any of the conclusions or opinions contained in any Research Report is appropriate for a subscriber’s investment portfolio, strategy, financial situation, or investment objective(s).
The subscriber acknowledges that any past performance referred to in any Research Report may not be indicative of future results, and understands that any opinions contained in a Research Report reflect One-On-One's judgment as of the date of that particular Research Report and are subject to change. Therefore, no current or prospective subscriber should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies, if any, recommended in any Research Report), will be profitable or equal historical or anticipated performance level(s).
Each subscriber or prospective subscriber acknowledges and accepts the limitations of the Service, and agrees, as a condition precedent to his/her/its access to the Site, to release and hold harmless One-On-One , its officers, directors, owners, employees, advisors, affiliates, and agents from any and all adverse consequences resulting from his/her/its subscription to the Service.
